Investment Management
Augustin Ogunleye
Chief compliance officer. Keeps the Form ADV, the code of ethics and every record in order.
Certified: N/A
Languages: EN YO
(919) 555-0145
augustin@fennimoreplatt.com
Augustin joined in 2019 after fourteen years in compliance at a regional broker-dealer and an RIA consultancy. He is the firm’s chief compliance officer.
He maintains the Form ADV and the code of ethics, reviews advertising and client letters and runs the annual compliance review.
Education and credentials
JD, North Carolina Central University School of Law, 2004
BA History, University of Ibadan, 1998
Memberships
National Society of Compliance Professionals
Articles written
No articles by this author yet.